Common use of Services Clause in Contracts

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 15 contracts

Samples: Owl Rock Technology Advisors LLC (Owl Rock Technology Income Corp.), Administration Agreement (Owl Rock Technology Income Corp.), Administration Agreement (Owl Rock Core Income Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, treasury and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Company’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value Total Stockholders’ Equity, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 7 contracts

Samples: Administration Agreement (GLADSTONE LAND Corp), Administration Agreement (GLADSTONE LAND Corp), Administration Agreement (Gladstone Commercial Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 6 contracts

Samples: Administration Agreement (GSV Capital Corp.), Administration Agreement (GSV Capital Corp.), Administration Agreement (NeXt BDC Capital Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 6 contracts

Samples: Agreement (Apollo Investment Corp), Administration Agreement (PennantPark Floating Rate Capital Ltd.), Administration Agreement (Apollo Investment Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the 1940 Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 5 contracts

Samples: Administration Agreement (Star Mountain Credit Opportunities Fund, LP), Administration Agreement (Morgan Stanley Direct Lending Fund LLC), Administration Agreement (SL Investment Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record record-keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns returns and the printing and dissemination of reports to the Company’s stockholders, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 4 contracts

Samples: Administration Agreement (GSV Growth Credit Fund Inc.), Administration Agreement (Runway Growth Credit Fund Inc.), Administration Agreement (GSV Growth Credit Fund Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The At the Corporation’s request, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide offer such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 4 contracts

Samples: Administration Agreement (Princeton Capital Corp), Administration Agreement (Investcorp Credit Management BDC, Inc.), Administration Agreement (Stellus Capital Investment Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall may also, on behalf of the Company, conduct relations and negotiate agreements with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 4 contracts

Samples: Administration Agreement (Oaktree Specialty Lending Corp), Administration Agreement (Oaktree Strategic Income Corp), Administration Agreement (Oaktree Specialty Lending Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board board of directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Company’s board of directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including reports to shareholders. The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to shareholders, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 4 contracts

Samples: Administration Agreement (GSC Investment Corp.), Administration Agreement (GSC Investment Corp.), Administration Agreement (GSC Investment LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable desirable or as requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, not provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The If requested by the Corporation, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance , including to portfolio companies’ employees, if requested. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 4 contracts

Samples: Administration Agreement (Lafayette Square Southeast BDC, LLC), Administration Agreement (Lafayette Square Empire BDC, LLC), Administration Agreement (Lafayette Square Mid-Atlantic BDC, LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Company and subject to the Board of Directors’ approval, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors regarding its performance of the obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ). The Administrator will provide ) or any other regulatory authority, including, but not limited to, current reports on the Company’s behalf significant managerial assistance Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to those portfolio companies to which the Company is required to provide such assistance stockholders. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 4 contracts

Samples: Administration Agreement (Barings Private Credit Corp), Administration Agreement (Barings Capital Investment Corp), Administration Agreement (Barings BDC, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Company’s management, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder investor servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed by the Company to be necessary or desirable. The Administrator shall make reports to the Board Company’s management of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain pursuant to the applicable rules of the Financial Industry Regulatory Authority (“FINRA”) and shall prepare, print and disseminate reports to stockholders, and reports and any other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to self-regulatory organization of which the Company is required is, or hereafter becomes, a member (“SRO”), as applicable from time to provide such assistance time. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and the printing and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 3 contracts

Samples: Administration Agreement (GLADSTONE LAND Corp), Administration Agreement (Gladstone Companies, Inc.), Administration Agreement (Gladstone Companies, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance assistance under the Investment Company Act or other applicable law. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 3 contracts

Samples: Administration Agreement (Gladstone Companies, Inc.), Administration Agreement (Gladstone Investment Corporation\de), Administration Agreement (Gladstone Companies, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 3 contracts

Samples: Administration Agreement (TPG Specialty Lending, Inc.), Administration Agreement (TPG Specialty Lending, Inc.), Administration Agreement (TPG Specialty Lending, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 3 contracts

Samples: Administration Agreement (NexPoint Capital, Inc.), Administration Agreement (NexPoint Capital, Inc.), Administration Agreement (NexPoint Capital, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The the Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Company of its performance of its obligations hereunder to the Company hereunder, and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, stockholders and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority. The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s its tax returns, and generally overseeing the payment of the Company’s its expenses and the performance of administrative and professional services rendered to the Company by others . Furthermore, to the extent that the assets of the Company are not treated as “plan assets” for purposes of the U.S. Employee Retirement Income Security Act of 1974, as amended (“ERISA”), the Administrator shall assist the Company in the valuation of the Company’s portfolio investments. However, to the extent that the assets of the Company are treated as “plan assets” for purposes of ERISA, the Administrator shall not assist the Company in the valuation of the Company’s portfolio investment, and shall rather outsource such valuation function to one or more unaffiliated third-parties.

Appears in 3 contracts

Samples: Administration Agreement (NMF Senior Loan Fund I, Inc.), Administration Agreement (Commonwealth Credit Partners BDC I, Inc.), Administration Agreement (NMF Senior Loan Fund I, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Fund. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Fund, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Fund’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for the financial and other records that the Company Fund is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company Fund is required to provide such assistance assistance under the Investment Company Act or other applicable law. In addition, the Administrator will assist the Company Fund in determining and publishing (as necessary or appropriate) the Company Fund’s net asset value, overseeing the preparation and filing of the Company Fund’s tax returns , and the printing and dissemination of reports to stockholders of the Fund, and generally overseeing the payment of the Company Fund’s expenses and the performance of administrative and professional services rendered to the Company Fund by others.

Appears in 3 contracts

Samples: Administration Agreement (Gladstone Companies, Inc.), Administration Agreement (Gladstone Companies, Inc.), Administration Agreement (Gladstone Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall furnish to the Corporation office facilities and equipment and will provide the Company Corporation with office facilities, equipment, clerical, bookkeeping bookkeeping, recordkeeping and record keeping other administrative services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which that have accepted the Company is required Corporation’s offer to provide such assistance. In addition, the Administrator will assist (i) the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing (ii) oversee the preparation and filing of the Company Corporation’s tax returns returns and other regulatory filings, (iii) oversee the printing and dissemination of reports and other materials to stockholders of the Corporation, and (iv) generally overseeing oversee the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 3 contracts

Samples: Administration Agreement (TriplePoint Venture Growth BDC Corp.), Administration Agreement (TriplePoint Venture Growth BDC Corp.), Administration Agreement (TriplePoint Global Venture Credit, LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance by third parties of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, stockholders and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation's Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required by any agreement or to be filed with the Securities and Exchange Commission (the "SEC ”) ") or any other regulatory authority, including reports on Forms 8-K, 10-Q and periodic reports to stockholders, determining the amounts available for distribution as dividends and distributions to be paid by the Corporation to its shareholders, review and implementation of any share purchase programs authorized by the Board and maintaining or overseeing the maintenance of the books and records of the Corporation as required under the 1940 Act and maintaining (or overseeing maintenance by other persons) such other books and records required by law or for the proper operation of the Corporation. The At the Corporation's request, the Administrator will provide on the Company’s Corporation's behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, overseeing the preparation and filing of the Company’s Corporation's tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 3 contracts

Samples: Form Of (Special Value Continuation Fund, LLC), Form Of (Special Value Continuation Partners, LP), Form Of (Special Value Continuation Fund, LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 3 contracts

Samples: Second Amended Administration Agreement (Tortoise Capital Resources Corp), Administration Agreement (Tortoise Capital Resources Corp), Amended Administration Agreement (Tortoise Capital Resources Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the Administrator shall provide calculation of the Company Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”), preparing materials and coordinating meetings of the Board, managing the payment of expenses and the performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”) Fund. The Administrator will assist GSO Asset Management LLC, the Fund’s investment adviser (the “Adviser”) provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition For the avoidance of any doubt, the parties agree that the Administrator will assist is authorized to enter into sub-administration agreements as the Company Administrator determines necessary in determining and publishing (as necessary or appropriate) order to carry out the Company’s net asset value services set forth in this paragraph, overseeing subject to the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Fund.

Appears in 2 contracts

Samples: Administration Agreement (Blackstone / GSO Secured Lending Fund), Administration Agreement

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents , indenture trustees, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for aiding the Corporation in maintaining the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and preparing all reports and other materials required to be filed by the Corporation with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The At the Corporation’s request, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide offer such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (Harvest Capital Credit Corp), Administration Agreement (Harvest Capital Credit Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping January 2015 and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Fifth Street Finance Corp.), Agreement (Fifth Street Senior Floating Rate Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board directors of the Company (the “Directors”) of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will shall provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (WhiteHorse Finance, LLC), Administration Agreement (WhiteHorse Finance, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, the Company’s required administrative services, which will include, among other things, providing assistance in accounting, legal, compliance, operations, technology and investor relations; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be necessary or desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Agreement (NF Investment Corp.), Agreement (Carlyle GMS Finance, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the calculation of the Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”) and other regulators, preparing materials and coordinating meetings of the Board, managing the payment of expenses, the Administrator shall provide payment and receipt of funds for investments and the Company with performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, depositaries, transfer agents, escrow agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for HPS Investment Partners, LLC, in its capacity as both the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission Fund’s investment adviser (the “ SEC Adviser ). The Administrator will ) and the Administrator, may provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition For the avoidance of any doubt, the parties agree that the Administrator will assist is authorized to enter into sub-administration agreements as the Company Administrator determines necessary in determining and publishing (as necessary or appropriate) order to carry out the Company’s net asset value services set forth in this paragraph, overseeing subject to the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Board.

Appears in 2 contracts

Samples: Administration Agreement (HPS Corporate Lending Fund), Administration Agreement (HPS Corporate Lending Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping recordkeeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will also provide on the Company’s behalf significant managerial assistance to those the Company’s portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Palmer Square Capital BDC Inc.), Administration Agreement (Steele Creek Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . The Administrator is hereby authorized, but not required, to enter into one or more sub-administration agreements with other administrators (each, a “Sub-Administrator”) pursuant to which the Administrator may obtain the services of the Sub-Administrator(s) to assist the Administrator in fulfilling its responsibilities hereunder. To the extent the Administrator outsources any of its functions, the Company will pay the fees associated with such functions on a direct basis without profit to the Administrator.

Appears in 2 contracts

Samples: Administration Agreement (Crescent Capital BDC, Inc.), Administration Agreement (Bain Capital Specialty Finance, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping recordkeeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act or otherwise and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . For the avoidance of any doubt, the parties agree that the Administrator is authorized to enter into sub-administration agreements as the Administrator determines necessary in order to carry out the services set forth in this paragraph, subject to the prior approval of the Company.

Appears in 2 contracts

Samples: Administration Agreement (Portman Ridge Finance Corp), Administration Agreement (BC Partners Lending Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will shall provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Golub Capital BDC 3, Inc.), Administration Agreement (Golub Capital Investment Corp)

Services. The Administrator shall perform ( Subject to any limitations imposed by applicable law or oversee, or arrange for regulation, the performance of) Consultant shall render to the administrative services necessary for the operation Company advice and assistance concerning any and all aspects of the Company. Without limiting the generality operations, strategic and capital planning and financing of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services and such other services its subsidiaries as the Administrator, subject to review by the Board, shall needed from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also time, including conducting relations on behalf of the Company, conduct relations Company with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers financial advisors and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable professionals. The Administrator Consultant shall also make periodic reports to the Board of its performance Directors of obligations hereunder and furnish advice and recommendations the Company (the "Board") with respect to such other aspects of the business services provided hereunder. Subject to the limitations set forth herein, the Consultant shall use its best efforts to cause its employees and affairs of agents to give the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to benefit of their special knowledge, skill and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating business expertise to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services extent relevant to the Company . The Administrator shall be responsible for the financial 's business and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance affairs. In addition, the Administrator will assist the Company Consultant shall render advice and expertise in determining and publishing (as necessary connection with any acquisitions or appropriate) dispositions undertaken by the Company ’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others .

Appears in 2 contracts

Samples: Suntek Corp, Management and Consulting Agreement (Suntron Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Garrison Capital Inc.), Administration Agreement (Garrison Capital LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Fifth Street Finance Corp.), Administration Agreement (Fifth Street Senior Floating Rate Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, the Company’s required administrative services, which will include, among other things, providing assistance in accounting, legal, compliance, operations, technology and investor relations; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall may also, on behalf of the Company Company and subject to review by the Board, conduct relations and negotiate agreements with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable necessary or desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide provide, on the Company’s behalf behalf, significant managerial assistance to those portfolio companies to which the Company is required to provide offers and thereafter provides such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Oaktree Strategic Income II, Inc.), Administration Agreement (Oaktree Strategic Income II, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping bookkeeping, finance, accounting, compliance and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including reports to stockholders. The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Agreement (Rand Capital Corp), Administration Agreement (Rand Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation's Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the "SEC ”) ") or any other regulatory authority, including reports to stockholders. The At the Corporation's request, the Administrator will provide on the Company’s Corporation's behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, overseeing the preparation and filing of the Company’s Corporation's tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (BlackRock Kelso Capital CORP), Administration Agreement (BlackRock Kelso Capital CORP)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Fund. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund with office facilities, equipment, clerical, bookkeeping and record keeping services and at such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement facilities. The Administrator shall also, on behalf of the Company Fund and subject to oversight by the Board of Directors of the Fund, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and other such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Fund of its performance of its obligations hereunder to the Fund hereunder, and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund, as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for the financial and other records that the Company Fund is required to maintain and shall prepare, print and disseminate reports to stockholders, Unitholders and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, which includes, but is not limited to, providing the services of the Fund’s chief financial officer, chief compliance officer, and their respective staffs. The Administrator will provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company Fund is required to provide such assistance. In addition, the Administrator will assist the Company Fund in determining and publishing (as necessary or appropriate) the Company’s its net asset value, overseeing the preparation and filing of the Company’s its tax returns, and generally overseeing the payment of the Company Fund’s expenses and the performance of administrative and professional services rendered to the Company Fund by others.

Appears in 2 contracts

Samples: Administration Agreement (New Mountain Guardian III BDC, L.L.C.), Administration Agreement (New Mountain Guardian III BDC, L.L.C.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance by third parties of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, stockholders and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Company's Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required by any agreement or to be filed with the Securities and Exchange Commission (the "SEC ”). The Administrator will provide ") or any other regulatory authority, including reports on Forms 8-K, 10-Q and periodic reports to stockholders, determining the amounts available for distribution as dividends and distributions to be paid by the Company to its shareholders, review and implementation of any share purchase programs authorized by the Board and maintaining or overseeing the maintenance of the books and records of the Company as required under the 1940 Act and maintaining (or overseeing maintenance by other persons) such other books and records required by law or for the proper operation of the Company ’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance . In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company ’s 's net asset value, overseeing the preparation and filing of the Company ’s 's tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company ’s 's expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Agreement (BlackRock Direct Lending Corp.), Administration Agreement (BlackRock Direct Lending Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Flat Rock Capital Corp.), Administration Agreement (Parkview Capital Credit, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, for the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance Commission. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, overseeing the preparation and filing of the Company’s Corporation's tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (Oxford Lane Capital Corp.), Administration Agreement (Technology Investment Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the members of the Board of Directors (the “Directors”) of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will shall provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Golub Capital Direct Lending Unlevered LLC), Administration Agreement (Golub Capital BDC 4 LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing , to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, distribution and dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Agreement (Triton Pacific Investment Corporation, Inc.), Agreement (Triton Pacific Investment Corporation, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its Directors of the Company of the Administrator’s performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . The Administrator is hereby authorized, but not required, to enter into one or more sub-administration agreements with other administrators (each, a “Sub-Administrator”) pursuant to which the Administrator may obtain the services of the Sub-Administrator(s) to assist the Administrator in fulfilling its responsibilities hereunder. To the extent the Administrator outsources any of its functions, the Company will pay the fees associated with such functions on a direct basis without profit to the Administrator.

Appears in 2 contracts

Samples: Agreement (Crescent Capital BDC, Inc.), Administration Agreement (Crescent Reincorporation Sub, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, for the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance Commission. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (T-Equity Capital Corp.), Administration Agreement (TICC Capital Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance by third parties of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including reports on Forms 8-K, 10-Q and periodic reports to stockholders. The At the Corporation’s request, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (THL Credit, Inc.), Administration Agreement (THL Credit, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable desirable or as requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, not provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The If requested by the Corporation, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Administration Agreement (Business Development Corp of America), Administration Agreement (Franklin BSP Capital L.L.C.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall may also, on behalf of the Company, conduct relations and negotiate agreements with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell sell, or any other investment advisory services to the Company. The Administrator shall provide portfolio collections functions for interest income, fees and warrants, and be responsible for the financial and other records that the Company is required to maintain maintain, and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will may provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses expenses, and the performance of administrative and professional services rendered to the Company by others.

Appears in 2 contracts

Samples: Administration Agreement (Altmore BDC, Inc.), Administration Agreement (Silver Spike Investment Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment equipment and clerical, clerical accounting, finance, legal, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, regulatory authorities, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Corporation of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it the Administrator shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 2 contracts

Samples: Form Of (Priority Senior Secured Income Fund, Inc.), Form of Administration Agreement (Pathway Energy Infrastructure Fund, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, reports on Forms 8-K, 10-Q and periodic reports to stockholders. The At the Corporation’s request, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Medley Capital BDC LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the calculation of the Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”) and other regulators, preparing materials and coordinating meetings of the Board, managing the payment of expenses, the Administrator shall provide payment and receipt of funds for investments and the Company with performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, transfer agents, escrow agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers intermediaries, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”) Fund. The Administrator will assist GSO Asset Management LLC, the Fund’s investment adviser (the “Adviser”) provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition For the avoidance of any doubt, the parties agree that the Administrator will assist is authorized to enter into sub-administration agreements as the Company Administrator determines necessary in determining and publishing (as necessary or appropriate) order to carry out the Company’s net asset value services set forth in this paragraph, overseeing subject to the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Board.

Appears in 1 contract

Samples: Administration Agreement (Blackstone Private Credit Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The At the Company’s request, the Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide offer such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Centre Lane Investment Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder member servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable ; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company . The Administrator shall be responsible as set forth herein for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance members. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to members of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Greenbacker Renewable Energy Co LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation (i) in accordance with the policies adopted by the Board of Directors, (ii) in accordance with all applicable federal and state laws, rules and regulations, and (iii) in accordance with the Corporation's charter and by-laws. The Administrator has received a copy of each such document as in effect as of the date hereof. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for will assist the Corporation in (1) maintaining the financial and other records that the Company Corporation is required to maintain and shall prepare maintain, print and disseminate (2) preparing reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission SEC, ( the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in 3) determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, (4) overseeing the preparation and filing of the Company’s Corporation's tax returns, (5) overseeing the printing and dissemination of reports to stockholders of the Corporation, and (6) generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others . The Administrator will provide on the Corporation's behalf managerial assistance to those portfolio companies to which the Corporation is required to provide such assistance.

Appears in 1 contract

Samples: Administration Agreement (Blackridge Investment Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including reports to stockholders. The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Agreement (Ares Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Amended and Restated Administration Agreement (Fifth Street Finance Corp)

Services. (a) The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance assistance under the Investment Company Act or other applicable law. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Prospect Energy Corp)

Services. The Administrator shall perform (or oversee, or arrange for, for the performance by others of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, facilities and equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Form of Administrative Services Agreement (Poliwogg Regenerative Medicine Fund, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing oversee the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally overseeing oversee the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . The Administrator is hereby authorized, but not required, to enter into one or more sub-administration agreements with other administrators (each, a “Sub-Administrator”) pursuant to which the Administrator may obtain the services of the Sub-Administrator(s) to assist the Administrator in fulfilling its responsibilities hereunder. To the extent the Administrator outsources any of its functions, the Company will pay the fees associated with such functions on a direct basis without profit to the Administrator.

Appears in 1 contract

Samples: Administration Agreement (AG Twin Brook BDC, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of each Company, it being expressly understood and agreed that the Company Administrator may retain one or more Affiliates to provide some of the services described below and the Administrator agrees to oversee and Exhibit 10.3 supervise the provision of any such services. Without limiting the generality of the foregoing, the Administrator shall shall: (i) provide the each Company with office facilities, facilities and equipment, and provide clerical, bookkeeping bookkeeping, accounting, financial reporting, communications with shareholders, proxy administration services, transfer agency services, corporate recordkeeping services, regulatory filing reporting services, compliance services, and record keeping services legal services, and shall provide all such other services services, except investment advisory services, as the Administrator, subject to review by the Board Boards, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement . The Administrator shall also, ; (ii) on behalf of the each Company, enter into agreements and/or conduct relations with custodians, depositories, transfer agents, dividend distribution disbursing agents, other stockholder the dividend reinvestment plan administrator, shareholder servicing agents, share repurchase program agents, proxy administrators and proxy solicitation agents, accountants , auditors, tax consultants, federal and state tax preparers, tax advisers and experts, investment advisers, compliance officers, escrow agents, attorneys, underwriters, managing dealer, brokers and dealers, corporate fiduciaries investment due diligence firms in connection with the offering of securities, securities rating agencies, loan and credit facility administrators, investor custody and share transaction clearing platforms, marketing, sales and advertising materials contractors, public relations firms, investor communication agents, printers, insurers, banks banks, independent valuation firms and third party security pricing services, and such other persons in any such other capacity deemed to be necessary or desirable desirable by the Administrator and each Company; (iii) the Administrator is hereby authorized to enter into one or more sub-administration agreements with other service providers (each a “Sub-Administrator”) pursuant to which the Administrator may obtain the services of the Sub-Administrator in fulfilling its responsibilities hereunder. The Any such sub-administration agreements shall be in accordance with the requirements of the 1940 Act and other applicable federal and state laws and shall contain a provision requiring the Sub-Administrator shall to comply with Sections 2 and 3 below as if it were the Administrator; (iv) make reports to the Board Boards of its performance of obligations hereunder and hereunder; (v) furnish advice and recommendations with respect to such other aspects of the business and affairs of the each Company as it the Administrator reasonably shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator not pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets portfolio company investments that the Master Company should purchase, retain or sell or any other investment advisory services to each Company; (vi) assist each Company in (A) the Company. The Administrator shall be responsible for preparation of the financial and other records that the each Company is required to maintain and shall prepare (B) the preparation, print printing and disseminate dissemination of reports that each Company is required to stockholders furnish to its shareholders, and as well as the reports and other materials filed with the Securities and Exchange Commission (the “SEC”) . The Administrator will provide on the , states and other jurisdictions where any offering of each Company’s behalf significant managerial assistance shares are registered and there is a duty to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary file information with one or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others. more jurisdictions on an ongoing basis; 2

Appears in 1 contract

Samples: Administrative Services Agreement (Carey Credit Income Fund - I)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, facilities and equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others. or

Appears in 1 contract

Samples: Administration Agreement (Crescent Capital Finance Group, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation's Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the "SEC ”) ") or any other regulatory authority, including reports to stockholders. The Administrator will provide on the Company’s Corporation's behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, overseeing the preparation and filing of the Company’s Corporation's tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Ares Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including reports to stockholders. The Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Trian Capital Corp)

Services. The Sub-Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Sub-Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Sub-Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Sub-Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Sub-Administrator shall make reports to the Corporation’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Sub-Administrator to, and the Sub-Administrator shall not, in its capacity as Administrator pursuant to this Agreement sub-administrator, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Sub-Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority, including, but not limited to, reports on Forms 8-K, 10-Q and periodic reports to stockholders. The At the Corporation’s request, the Sub-Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Sub-Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Sub Administration Agreement (Medley Capital BDC LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Directors, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Company and subject to the Board of Directors’ approval, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors regarding its performance of the obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ). The Administrator will provide ) or any other regulatory authority, including, but not limited to, current reports on the Company’s behalf significant managerial assistance Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K and proxy or information statements to those portfolio companies to which the Company is required to provide such assistance stockholders. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and the printing and dissemination of reports to stockholders of the Company, and generally 1 overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . . (c)

Appears in 1 contract

Samples: Version Administration Agreement

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of each Company, it being expressly understood and agreed that the Company Administrator may retain one or more Affiliates to provide some of the services described below and the Administrator agrees to oversee and supervise the provision of any such services. Without limiting the generality of the foregoing, the Administrator shall shall: (i) provide the each Company with office facilities, facilities and equipment, and provide clerical, bookkeeping bookkeeping, accounting, financial reporting, communications with shareholders, proxy administration services, transfer agency services, corporate recordkeeping services, regulatory filing reporting services, compliance services, and record keeping services legal services, and shall provide all such other services services, except investment advisory services, as the Administrator, subject to review by the Board Boards, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement . The Administrator shall also, ; (ii) on behalf of the each Company, enter into agreements and/or conduct relations with custodians, depositories, transfer agents, dividend distribution disbursing agents, other stockholder the dividend reinvestment plan administrator, shareholder servicing agents, share repurchase program agents, proxy administrators and proxy solicitation agents, accountants , auditors, tax consultants, federal and state tax preparers, tax advisers and experts, investment advisers, compliance officers, escrow agents, attorneys, underwriters, managing dealer, brokers and dealers, corporate fiduciaries investment due diligence firms in connection with the offering of securities, securities rating agencies, loan and credit facility administrators, investor custody and share transaction clearing platforms, marketing, sales and advertising materials contractors, public relations firms, investor communication agents, printers, insurers, banks banks, independent valuation firms and third party security pricing services, and such other persons in any such other capacity deemed to be necessary or desirable desirable by the Administrator and each Company; (iii) the Administrator is hereby authorized to enter into one or more sub-administration agreements with other service providers (each a “Sub-Administrator”) pursuant to which the Administrator may obtain the services of the Sub-Administrator in fulfilling its responsibilities hereunder. The Any such sub-administration agreements shall be in accordance with the requirements of the 1940 Act and other applicable federal and state laws and shall contain a provision requiring the Sub-Administrator shall to comply with Sections 2 and 3 below as if it were the Administrator; (iv) make reports to the Board Boards of its performance of obligations hereunder and hereunder; (v) furnish advice and recommendations with respect to such other aspects of the business and affairs of the each Company as it the Administrator reasonably shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator not pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets portfolio company investments that the Master Company should purchase, retain or sell or any other investment advisory services to each Company; (vi) assist each Company in (A) the Company. The Administrator shall be responsible for preparation of the financial and other records that the each Company is required to maintain and shall prepare (B) the preparation, print printing and disseminate dissemination of reports that each Company is required to stockholders furnish to its shareholders, and as well as the reports and other materials filed with the Securities and Exchange Commission (the “SEC”) . The Administrator will provide on the , states and other jurisdictions where any offering of each Company’s behalf significant managerial assistance shares are registered and there is a duty to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary file information with one or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others. more jurisdictions on an ongoing basis; 2

Appears in 1 contract

Samples: Administrative Services Agreement (Carey Credit Income Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, the Company’s required administrative services, which will include, among other things, providing assistance in accounting, legal, compliance, operations, technology and investor relations; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be necessary or desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Agreement (TCG BDC II, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the Administrator shall provide calculation of the Company Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”), preparing materials and coordinating meetings of the Board of Directors, managing the payment of expenses and the performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board Board of Directors, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of Directors of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for For the financial and other records avoidance of any doubt, the parties agree that the Company Administrator is required authorized to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, enter into sub-administration agreements as the Administrator will assist determines necessary in order to carry out the Company services set forth in determining and publishing (as necessary or appropriate) this paragraph, subject to the Company’s net asset value, overseeing the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Fund.

Appears in 1 contract

Samples: Administration Agreement (KKR Real Estate Select Trust Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, investment advisers and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Corporation?s Board of its Directors of the performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the SEC ). The Administrator will provide on the Company’s Corporation?s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance assistance under the Investment Company Act or other applicable law, and for which the Corporation will or may charge a fee to such portfolio companies. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s Corporation?s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation?s expenses and the performance of administrative and professional services rendered to the Company Corporation by others . (c) The Administrator is hereby authorized to enter into one or more sub- administration agreements with other service providers (each a Sub- Administrator) pursuant to which the Administrator may obtain the services of the service providers in fulfilling its responsibilities hereunder. Any such sub-administration agreements shall be in accordance with the requirements of the Investment Company Act and other applicable federal and state law and shall contain a provision requiring the Sub-Administrator to comply with Sections 2 and 3 below as if it were the Administrator.

Appears in 1 contract

Samples: Administration Agreement (United EcoEnergy Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) or the NASDAQ Stock Market (or such other national securities exachange on which securities of the Company may be listed from time to time). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Capitalsouth Partners Fund Ii Lp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the calculation of the Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”) and other regulators, preparing materials and coordinating meetings of the Board, managing the payment of expenses, the Administrator shall provide payment and receipt of funds for investments and the Company with performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, transfer agents, escrow agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”) Fund. The Administrator will assist GSO Asset Management LLC, the Fund’s investment adviser (the “Adviser”) provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition For the avoidance of any doubt, the parties agree that the Administrator will assist is authorized to enter into sub-administration agreements as the Company Administrator determines necessary in determining and publishing (as necessary or appropriate) order to carry out the Company’s net asset value services set forth in this paragraph, overseeing subject to the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Board.

Appears in 1 contract

Samples: Administration Agreement (Blackstone Private Credit Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, to the extent the Corporation so requires the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Corporation of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Iron Leaf Capital CORP)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, to the extent the Corporation so requires, the Administrator shall provide the Company Corporation with office facilities , utilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (MediaTech Investment Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend distribution disbursing agents, other stockholder unitholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the 1940 Act, shall prepare, print and disseminate reports to stockholders unitholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (North Haven Private Income Fund LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Churchill Financial BDC Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Company’s Board of Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to stockholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . The Administrator will also provide the services of its in-house Chief Compliance Officer to serve as Chief Compliance Officer of the Company, subject to selection and supervision by the Board of Directors of the Company.

Appears in 1 contract

Samples: Administration Agreement (National Renewable Energy Investment Fund, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, the Company’s required administrative services, which will include, among other things, providing assistance in accounting, legal, compliance, operations, technology and investor relations; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall may also, on behalf of the Company Company and subject to review by the Board, conduct relations and negotiate agreements with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable necessary or desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act and shall prepare, print and disseminate reports to stockholders shareholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide provide, on the Company’s behalf behalf, significant managerial assistance to those portfolio companies to which the Company is required to provide offers and thereafter provides such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Oaktree Strategic Credit Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Company . Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Full Circle Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Company . Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Company of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and and, to the extent that the Company elects to be treated as a BDC under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Solar Capital Ltd.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the certain administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board Board of Trustees of the Fund, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Fund’s Board of Trustees of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC” ). The Administrator will provide on the Company’s behalf significant managerial assistance ) or any other regulatory authority, including reports to those portfolio companies to which the Company is required to provide such assistance shareholders. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (CIM Real Assets & Credit Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record record-keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation 46258993.2 relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns returns and the printing and dissemination of reports to the Company’s stockholders, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Runway Growth Credit Fund Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company each Fund. Without limiting the generality of the foregoing, the Administrator shall provide the Company each Fund with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, each Fund’s required administrative services, which will include, among other things, providing assistance in accounting, tax, legal, compliance, operations, and technology; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company each Fund, conduct maintain relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Funds as it shall determine to be necessary or desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other financial instruments and assets that the Company a Fund should purchase, retain or sell or any other investment advisory services to the Company any Fund. The Administrator shall be responsible for the financial and other records that the Company each Fund is required to maintain under the Investment Company Act and any other applicable laws or regulations, including the Commodity Exchange Act, and shall prepare, print and disseminate reports to stockholders shareholders, and reports and other materials filed with the Securities and Exchange SEC, the National Futures Association (the “NFA”), the Commodity Futures Trading Commission (the “ SEC CFTC ). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies ) and any other regulatory body or agency to which the Company Trust or a Fund is required to provide such assistance subject. In addition, the Administrator will assist the Company each Fund in determining and publishing (as necessary or appropriate) the Company such Fund’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company such Fund’s tax returns, and generally overseeing the payment of the Company such Fund’s expenses and the performance of administrative and professional services rendered to the Company such Fund by others.

Appears in 1 contract

Samples: Agreement (Carlyle Select Trust)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Fund. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Fund, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder under this Agreement and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein in this Agreement shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for the financial and other records that the Company Fund is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or state securities commissions or other regulatory bodies, to the extent required. The Administrator will provide will, on the Company Fund’s behalf behalf, offer to provide and, upon receipt by the Administrator or the Fund of an acceptance of such offer, will provide, significant managerial assistance to those portfolio companies to which the Company Fund is required to provide such assistance. In addition, the Administrator will assist the Company Fund in determining and publishing (as necessary or appropriate) the Company Fund’s net asset value value (and, in connection therewith, overseeing the performance, where applicable, of third party valuation experts), overseeing the preparation and filing of the Company Fund’s tax returns , and the printing and dissemination of reports to stockholders of the Fund, and generally overseeing the payment of the Company Fund’s expenses and the performance of administrative and professional services rendered to the Company Fund by others.

Appears in 1 contract

Samples: Administrative Services Agreement (Plainfield Direct Inc)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Kayne DL 2021, Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) or the NASDAQ Stock Market (or such other national securities exchange on which securities of the Company may be listed from time to time). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . For the avoidance of any doubt, the parties agree that the Administrator is authorized to enter into sub-administration agreements as the Administrator determines necessary in order to carry out the services set forth in this paragraph, subject to the prior approval of the Company.

Appears in 1 contract

Samples: Administration Agreement (Capitala Finance Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the "SEC "). The Subject to the last sentence of Paragraph 4, the Administrator will provide on the Company’s Corporation's behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company’s Corporation's net asset value, overseeing the preparation and filing of the Company’s Corporation's tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company’s Corporation's expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Porticoes Capital Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, to the extent the Company so requires, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians , trustees, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Company, in each case, as it shall determine to be desirable desirable or as reasonably requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall provide portfolio collections functions for interest income, fees and warrants and be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company ’s 's net asset value, overseeing the preparation and filing of the Company ’s 's tax returns, and generally overseeing the payment of the Company ’s 's expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Fifth Street Senior Floating Rate Corp.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for assist the Company with the preparation of the financial and other records that the Company is required to maintain and shall prepare assist the Company with the preparation, print printing and disseminate dissemination of reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The At the request of Nuveen Churchill Advisors LLC (the “Adviser”) or Churchill Asset Management LLC (the “Sub-Adviser”, together with the Adviser, the “Advisers”), the Administrator will provide on the Company’s behalf significant managerial assistance to those the Company’s portfolio companies to which the Company is extent required to provide such assistance by the 1940 Act. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Nuveen Churchill BDC INC.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative and compliance services necessary for the operation of the Company. Without limiting the generality Fund, including, but not limited to, maintaining financial records, filing of the foregoing Fund’s tax returns, overseeing the calculation of the Fund’s net asset value, compliance monitoring (including diligence and oversight of the Fund’s other service providers), preparing reports to the Fund’s shareholders and reports filed with the Securities and Exchange Commission (the “SEC”) and other regulators, preparing materials and coordinating meetings of the Board, managing the payment of expenses, the Administrator shall provide payment and receipt of funds for investments and the Company with performance of administrative and professional services rendered by others, providing office facilities space, equipment equipment and office services, clerical, bookkeeping and record keeping services and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with sub-administrators, custodians, depositories, transfer agents, escrow agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers intermediaries, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable desirable in fulfilling its administrative duties. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”) Fund. The Administrator will assist Onex Falcon Investment Advisors, LLC, the Fund’s investment adviser (the “Adviser”) provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide that request such assistance. In addition For the avoidance of any doubt, the parties agree that the Administrator will assist is authorized to enter into sub-administration agreements as the Company Administrator determines necessary in determining and publishing (as necessary or appropriate) order to carry out the Company’s net asset value services set forth in this paragraph, overseeing subject to the preparation and filing prior approval of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Board.

Appears in 1 contract

Samples: Administration Agreement (Onex Falcon Direct Lending BDC Fund)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, to the extent the Corporation so requires the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Corporation, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Corporation of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Subject to review by and the overall control of the Board of Directors of the Corporation, the Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition , subject to review by and the overall control of the Board of Directors of the Corporation, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Agreement (Iron Leaf Capital CORP)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, equipment and clerical, bookkeeping and record keeping services at such facilities; perform, or oversee the performance of, the Company’s required administrative services, which will include, among other things, providing assistance in accounting, legal, compliance, operations, technology and investor relations; and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be necessary or desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain under the Investment Company Act and shall prepare, print and disseminate reports to stockholders shareholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value value and net asset value per share, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Carlyle Secured Lending III)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company NMFC. Without limiting the generality of the foregoing, the Administrator shall provide the Company NMFC with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of NMFC, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The the Administrator shall also, on behalf of the Company NMFC, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of NMFC of its performance of its obligations hereunder to NMFC hereunder, and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company NMFC, as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company NMFC should purchase, retain or sell or any other investment advisory services to the Company NMFC. The Administrator shall be responsible for the financial and other records that the Company NMFC is required to maintain and shall prepare, print and disseminate reports to stockholders, stockholders and reports and other materials filed with the Securities and Exchange Commission (the “SEC” ) ) or any other regulatory authority. The Administrator will provide on the Company NMFC’s behalf significant managerial assistance to those portfolio companies to which the Company NMFC is required to provide such assistance. In addition, the Administrator will assist the Company NMFC in determining and publishing (as necessary or appropriate) the Company’s its net asset value, overseeing the preparation and filing of the Company’s its tax returns, and generally overseeing the payment of the Company’s its expenses and the performance of administrative and professional services rendered to the Company NMFC by others.

Appears in 1 contract

Samples: Administration Agreement (New Mountain Finance Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Trustees of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder shareholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Trustees of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate prepare reports to stockholders shareholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide assist the Adviser in providing on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns , and the printing and dissemination of reports to shareholders of the Company, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others . For the avoidance of any doubt, the parties agree that the Administrator is authorized to enter into sub-administration agreements as the Administrator determines necessary in order to carry out the services set forth in this paragraph, subject to the prior approval of the Company.

Appears in 1 contract

Samples: Administration Agreement (Apollo Debt Solutions BDC)

Services. The Administrator shall perform (or delegate, oversee, or arrange for, the performance of) the certain administrative and operational services necessary for the operation of the Company Fund not otherwise provided by other Fund service providers. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund with office facilities, equipment, clerical, bookkeeping and record keeping services, compliance and legal services, investor relations assistance, accounting, auditing and financial support and services, operational services and such other services as the Administrator, subject to review by the Board Board of Directors of the Fund, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder under this Agreement and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein in this Agreement shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Fund.

Appears in 1 contract

Samples: Services and Reimbursement Agreement (Apollo Senior Floating Rate Fund Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (Audax Credit BDC Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping bookkeeping, compliance, and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend distribution disbursing agents, other stockholder unitholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks banks, and such other persons in any such other capacity deemed by the Administrator to be necessary or desirable. The Administrator shall make reports to the Board of its performance of its obligations hereunder and shall furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that provided, however, nothing herein shall be construed to require the Administrator to, and the Administrator shall not , in its capacity as Administrator pursuant to this Agreement , provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or provide any other investment advisory services to the Company Company pursuant to this Agreement. The Administrator shall be responsible for the financial and other records that the Company is required to maintain maintain, and under the 1940 Act, shall prepare, print and disseminate reports to stockholders unitholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will shall assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Administration Agreement (T Series Middle Market Loan Fund LLC)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company. Without limiting the generality of the foregoing, the Administrator shall provide the Company with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board Board of Directors of the Company, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of Directors of the Company of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and and, to the extent that the Company elects to be treated as a BDC under the Investment Company Act, shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others.

Appears in 1 contract

Samples: Form of Administration Agreement (Horizon Technology Finance Corp)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the asset management and administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such office facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable ; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company should purchase, retain or sell or any other investment advisory services to the Company . The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate reports to stockholders, and prepare all reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC ”) ’) or any other regulatory authority, including, but not limited to, current reports on Form 8-K, quarterly reports on Form I0-Q, annual reports on Form 10-K and proxy or information statements to stockholders. The At the Corporation’s request, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide offer such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Capital Southwest Corp)

Services. The Administrator shall perform (or delegate, oversee, or arrange for, the performance of) the certain administrative and operational services necessary for the operation of the Company Fund not otherwise provided by other Fund service providers. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund or cause the Fund to be provided with office facilities, equipment, clerical, bookkeeping and record keeping services, compliance and legal services, investor relations assistance, accounting, auditing and financial support and services, operational services and such other services as the Administrator, subject to review by the Board Board of Directors of the Fund, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board Directors of its performance of obligations hereunder under this Agreement and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein in this Agreement shall be construed to require the Administrator to, and the Administrator shall not, acting in its capacity as Administrator pursuant to this Agreement the Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company. The Administrator shall be responsible for the financial and other records that the Company is required to maintain and shall prepare, print and disseminate reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The Administrator will provide on the Company’s behalf significant managerial assistance to those portfolio companies to which the Company is required to provide such assistance. In addition, the Administrator will assist the Company in determining and publishing (as necessary or appropriate) the Company’s net asset value, overseeing the preparation and filing of the Company’s tax returns, and generally overseeing the payment of the Company’s expenses and the performance of administrative and professional services rendered to the Company by others Fund.

Appears in 1 contract

Samples: Services and Reimbursement Agreement (Apollo Tactical Income Fund Inc.)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Corporation. Without limiting the generality of the foregoing, the Administrator shall provide the Company Corporation with office facilities, equipment, clerical, bookkeeping and record keeping services at such facilities and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Corporation, conduct relations with custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Corporation as it shall determine to be desirable desirable or as requested by the Board; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement, provide any advice or recommendation relating to the securities and other assets that the Company Corporation should purchase, retain or sell or any other investment advisory services to the Company Corporation. The Administrator shall be responsible for the financial and other records that the Company Corporation is required to maintain and shall prepare, print and disseminate prepare reports to stockholders, and reports and other materials filed with the Securities and Exchange Commission (the “SEC”). The If requested by the Corporation, the Administrator will provide on the Company Corporation’s behalf significant managerial assistance to those portfolio companies to which the Company Corporation is required to provide such assistance. In addition, the Administrator will assist the Company Corporation in determining and publishing (as necessary or appropriate) the Company Corporation’s net asset value, overseeing the preparation and filing of the Company Corporation’s tax returns , and the printing and dissemination of reports to stockholders of the Corporation, and generally overseeing the payment of the Company Corporation’s expenses and the performance of administrative and professional services rendered to the Company Corporation by others.

Appears in 1 contract

Samples: Administration Agreement (Business Development Corp of America)

Services. The Administrator shall perform (or oversee, or arrange for, the performance of) the administrative services necessary for the operation of the Company Fund. Without limiting the generality of the foregoing, the Administrator shall provide the Company Fund with office facilities, equipment, clerical, bookkeeping bookkeeping, and record keeping services at such office facilities, and such other services as the Administrator, subject to review by the Board, shall from time to time determine to be necessary or useful to perform its obligations under this Agreement. The Administrator shall also, on behalf of the Company Fund, conduct relations with arrange for the services of, and oversee, custodians, depositories, transfer agents, dividend disbursing agents, other stockholder servicing agents, accountants, attorneys, underwriters, brokers and dealers, corporate fiduciaries, insurers, banks and such other persons in any such other capacity deemed to be necessary or desirable. The Administrator shall make reports to the Board of its performance of obligations hereunder and furnish advice and recommendations with respect to such other aspects of the business and affairs of the Company Fund as it shall determine to be desirable; provided that nothing herein shall be construed to require the Administrator to, and the Administrator shall not, in its capacity as Administrator pursuant to this Agreement Administrator, provide any advice or recommendation relating to the securities and other assets that the Company Fund should purchase, retain or sell or any other investment advisory services to the Company Fund. The Administrator shall be responsible for the financial and other records that the Company Fund is required to maintain and shall prepare, print and disseminate prepare all reports to its stockholders, and as well as reports and other materials required to be filed with the Securities and Exchange Commission (the “SEC”). The At the Fund’s request, the Administrator will provide on the Company Fund’s behalf significant managerial assistance to those portfolio companies to which the Company Fund is required to provide offer such assistance. In addition, the Administrator will assist the Company Fund in determining and publishing (as necessary or appropriate) the Company Fund’s net asset value, overseeing the preparation and filing of the Company Fund’s tax returns , and the printing and dissemination of reports to stockholders of the Fund, and generally overseeing the payment of the Company Fund’s expenses and the performance of administrative and professional services rendered to the Company Fund by others.

Appears in 1 contract

Samples: Administration Agreement (Stellus Private Credit BDC)