Common use of Publicity Clause in Contracts

Publicity. 23.1 Neither a Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 62 contracts

Samples: Transfer Agency and Services Agreement (Legg Mason Partners Adjustable Rate Income Fund), Transfer Agency and Services Agreement (Smith Barney Fundamental Value Fund Inc), Transfer Agency and Services Agreement (Citifunds Trust I)

Publicity. 23.1 Neither a Fund the Distributor nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 36 contracts

Samples: Distribution Agreement (Alleghany Funds), Distribution Agreement (First Choice Funds Trust), Distribution Agreement (Galaxy Fund /De/)

Publicity. 23.1 Neither a Investor Services Group nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 30 contracts

Samples: Transfer Agency and Services Agreement (Forward Funds), Transfer Agency and Services Agreement (Forward Funds Inc), Services Agreement (Third Avenue Variable Series Trust)

Publicity. 23.1 20.1 Neither a Fund nor Transfer Agent Private Trust shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 25 contracts

Samples: Transfer Agency and Services Agreement (Smith Barney Managed Municipals Fund Inc), Transfer Agency and Services Agreement (Smith Barney Shearson Investment Funds Inc), Transfer Agency and Services Agreement (Citifunds Fixed Income Trust)

Publicity. 23.1 Neither a the Distributor nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 17 contracts

Samples: Distribution Agreement (Northern Funds), Distribution Agreement (Northern Institutional Funds), Distribution Agreement (Northern Funds)

Publicity. 23.1 24.1 Neither a Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in under the circumstances to consult in advance with the other party.

Appears in 16 contracts

Samples: Transfer Agency and Services Agreement (Western Asset Funds Inc), Transfer Agency and Services Agreement (Legg Mason Partners Institutional Trust), Transfer Agency and Services Agreement (Legg Mason Funds Trust)

Publicity. 23.1 Neither a FDISG nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 15 contracts

Samples: Transfer Agency and Services Agreement (Salomon Brothers Institutional Series Funds Inc), Transfer Agency and Services Agreement (Kobren Insight Funds), Agency and Services Agreement (Insight Premier Funds)

Publicity. 23.1 Neither a PFPC nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 13 contracts

Samples: Services Agreement (Metropolitan West Funds), Transfer Agency and Services Agreement (Burnham Investors Trust), Transfer Agency and Services Agreement (Salomon Brothers Variable Rate Strategic Fund Inc.)

Publicity. 23.1 22.1 Neither a Fund Investor Services Group nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 13 contracts

Samples: Sub Transfer Agency and Services Agreement (Smith Barney Massachusetts Municipals Fund), Sub Transfer Agency and Services Agreement (Smith Barney Equity Funds), Sub Transfer Agency and Services Agreement (Smith Barney Money Funds Inc)

Publicity. 23.1 27.1 Neither a Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in under the circumstances to consult in advance with notify the other party party in advance.

Appears in 8 contracts

Samples: Transfer Agency and Services Agreement (Western Asset Mortgage Opportunity Fund Inc.), Transfer Agency and Services Agreement (Western Asset Emerging Markets Debt Fund Inc.), Transfer Agency and Services Agreement (ClearBridge Energy MLP Opportunity Fund Inc.)

Publicity. 23.1 Neither a Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in under the circumstances to consult in advance with the other party.

Appears in 8 contracts

Samples: Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust), Transfer Agency and Services Agreement (Royce Fund), Transfer Agency and Services Agreement (Western Asset Funds Inc)

Publicity. 23.1 Neither a Fund FDISG nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 8 contracts

Samples: Administration Agreement (Insight Premier Funds), Administration Agreement (Wilshire Target Funds Inc), Accounting Services Agreement (Sit Mutual Funds Inc)

Publicity. 23.1 Neither a Fund nor Transfer Agent No party shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party parties; provided, however, that either a party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party parties.

Appears in 7 contracts

Samples: Administration Agreement (NT Equity Long/Short Strategies Fund), Administration Agreement (NT Alpha Strategies Fund), Co Administration Agreement (Northern Funds)

Publicity. 23.1 Neither a Fund nor Transfer Agent party shall originate any publicity, news release or publish news releases other public announcement, public announcements written or oral, advertising or other publicity whether relating to the performance under this Agreement or to the transactions contemplated by it existence of any arrangement between the parties, without the prior review and written approval consent of the other party; provided party (which consent shall not be unreasonably withheld or delayed), however except where such publicity, that either party may make such disclosures as are news release or other public announcement is required by legal law or by Section 4.1; provided that, accounting in such event, each such party shall (a) promptly consult the other party in connection with any such publicity, news release or regulatory requirements after making other public announcement prior to its release; (b) promptly provide the other party a copy thereof; and (c) use commercially reasonable efforts in the circumstances to consult in advance with ensure that such portions of such information as may reasonably be designated by the other party party are accorded confidential treatment by the applicable governmental entity.

Appears in 7 contracts

Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc), Securities Purchase Agreement (Callisto Pharmaceuticals Inc), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc)

Publicity. 23.1 Neither a Fund nor Transfer Agent party shall originate any publicity, news release or publish news releases other public announcement, public announcements written or oral, advertising or other publicity whether relating to the performance under this Agreement or to the transactions contemplated by it existence of any arrangement between the parties, without the prior review and written approval consent of the other party; provided party (which consent shall not be unreasonably withheld or delayed), however except where such publicity, that either party may make such disclosures as are news release or other public announcement is required by legal law; provided that, accounting in such event, each such party shall (a) promptly consult the other party in connection with any such publicity, news release or regulatory requirements after making other public announcement prior to its release; (b) promptly provide the other party a copy thereof; and (c) use commercially reasonable efforts in the circumstances to consult in advance with ensure that such portions of such information as may reasonably be designated by the other party party are accorded confidential treatment by the applicable governmental entity.

Appears in 5 contracts

Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (Axonyx Inc)

Publicity. 23.1 Neither a Fund PADCO nor Transfer Agent the Trust shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 4 contracts

Samples: Distribution Agreement Rydex Series (Rydex Series Trust), Distribution Agreement Rydex Series Funds (Rydex Series Funds), Form of Distribution Agreement (Rydex Series Trust)

Publicity. 23.1 Neither a TAM nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 4 contracts

Samples: Administration Agreement (Third Avenue Trust), Administration Agreement (Third Avenue Variable Series Trust), Administration Agreement (Third Avenue Trust)

Publicity. 23.1 Neither a FDISG nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party requirements.

Appears in 4 contracts

Samples: Transfer Agency and Services Agreement (Ibj Funds Trust), Transfer Agency and Services Agreement (Mitchell Hutchins Lir Money Series), Transfer Agency and Services Agreement (Liquid Institutional Reserves)

Publicity. 23.1 Neither a Fund FDISG nor Transfer Agent the Funds shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 4 contracts

Samples: Transfer Agency and Services Agreement (Sierra Asset Management Portfolios), Transfer Agency and Services Agreement (Sierra Trust Funds), Transfer Agency and Services Agreement (Sierra Prime Income Fund)

Publicity. 23.1 22.1 Neither a PFPC nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 3 contracts

Samples: Transfer Agency and Services Agreement (Domini Institutional Trust), Transfer Agency and Services Agreement (Domini Social Investment Trust), Transfer Agency and Services Agreement (Domini Advisor Trust)

Publicity. 23.1 Neither a Fund the Distributor nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party requirements.

Appears in 3 contracts

Samples: Distribution Agreement (Ibj Funds Trust), Distribution Agreement (Whitehall Funds Trust), Distribution Agreement (Ibj Funds Trust)

Publicity. 23.1 Neither a Fund nor Transfer Agent No party shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either a party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 3 contracts

Samples: Administration Agreement (Northern Funds), Administration Agreement (Northern Institutional Funds), Administration Agreement (Northern Funds)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Administrator shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 3 contracts

Samples: Sub Administration Agreement (Third Avenue Variable Series Trust), Sub Administration Agreement (Third Avenue Trust), Sub Administration Agreement (Undiscovered Managers Funds)

Publicity. 23.1 Neither a Fund the Distributor nor Transfer Agent the Trust shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 3 contracts

Samples: Distribution Agreement (Forward Funds), E Distribution Agreement (Bt Insurance Funds Trust /Ma/), Distribution Agreement (Deutsche Asset Management Vit Funds)

Publicity. 23.1 Neither a Fund nor Co-Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party requirements.

Appears in 3 contracts

Samples: Agency and Services Agreement (Legg Mason Partners Money Market Trust), Co Transfer Agency and Services Agreement (Legg Mason Partners Income Trust), Co Transfer Agency and Services Agreement (Legg Mason Partners Equity Trust)

Publicity. 23.1 Neither a Fund PFPC nor Transfer Agent the Administrator shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Sub Administration Agreement (Undiscovered Managers Funds), Sub Administration Agreement (Third Avenue Variable Series Trust)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Administration Agreement (Endeavor Series Trust), Administration Agreement (Endeavor Series Trust)

Publicity. 23.1 24.1 Neither a Fund nor the Co-Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in under the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Co Transfer Agency and Services Agreement (Legg Mason Partners Income Trust), Co Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Account shall ---------- release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Administration Agreement (Ausa Endeavor Target Account), Administration Agreement (PFL Endeavor Target Account)

Publicity. 23.1 21.1 Neither a Fund nor Transfer Agent shall release or publish party will originate any publicity, news releases release, public announcements, advertising comment or other publicity public announcement, written or oral, whether to the press, to stockholders, or otherwise, relating to this Agreement or to the transactions contemplated by it Agreement, without the prior review and written approval consent of the other party ; provided , however except for such announcement which, that either in accordance with the advice of legal counsel to the party may making such announcement, is required by law. The party making any announcement which is required by law will, unless prohibited by law, give the other party an opportunity to review the form and content of such announcement and comment before it is made. Either party shall have the right to make such disclosures filings with governmental agencies as are required by legal, accounting to the contents and existence of this Agreement as it shall reasonably deem necessary or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party appropriate.

Appears in 2 contracts

Samples: Development and License Agreement (Depomed Inc), Development and License Agreement (Depomed Inc)

Publicity. 23.1 (a) Neither a Fund of the Purchaser nor Transfer Agent the Company shall issue any press release or publish news releases make any public disclosure regarding the transactions contemplated hereby unless such press release or public disclosure is approved by those parties mentioned in such press release or public disclosure in advance. Notwithstanding the foregoing, public announcements each of the Parties may, advertising if required by the SEC, Nasdaq or other publicity relating to this Agreement or regulatory bodies, make such public disclosures with respect to the transactions contemplated hereby as each may be advised by it without the prior review and written approval of the other party counsel is legally necessary or advisable; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with disclosing Party shall give the other party Party prior written notice of such requirement and a copy of the proposed public disclosure, in all cases with sufficient time for such other Parties to seek a protective order or other limit on the proposed public disclosure (unless the disclosing party would suffer penalties or sanctions for failure to immediately disclose such information).

Appears in 2 contracts

Samples: Securities Purchase Agreement (Perseus Partners Vii L P), Securities Purchase Agreement (Distributed Energy Systems Corp)

Publicity. 23.1 Neither a Investor Services Group nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement Agreement, or to the parties to the Agreement, or any of their respective affiliates, or to the transactions contemplated by it it, including the DCXchange(SM) Program without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Allianz Funds Multi-Strategy Trust), Transfer Agency Agreement (Pimco Funds Multi Manager Series)

Publicity. 23.1 Neither a Fund nor Transfer Agent party shall originate any publicity, news release or publish news releases other public announcement, public announcements written or oral, advertising or other publicity whether relating to the performance under this Agreement or to the transactions contemplated by it existence of any arrangement between the parties, without the prior review and written approval consent of the other party; provided party (which consent shall not be unreasonably withheld or delayed), however except where such publicity, that either party may make such disclosures as are news release or other public announcement is required by legal law, accounting provided that, in such event, each such party shall (a) promptly consult the other party in connection with any such publicity, news release or regulatory requirements after making other public announcement prior to its release; (b) promptly provide the other party a copy thereof; and (c) use commercially reasonable efforts in the circumstances to consult in advance with ensure that such portions of such information as may reasonably be designated by the other party party are accorded confidential treatment by the applicable governmental entity.

Appears in 2 contracts

Samples: Common Stock Subscription Agreement (Axonyx Inc), Common Stock Subscription Agreement (Axonyx Inc)

Publicity. 23.1 Neither a EQSF nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Administration Agreement (Third Avenue Variable Series Trust), Administration Agreement (Third Avenue Trust)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 2 contracts

Samples: Agency and Services Agreement (Sage Life Investment Trust), Sub Administration Agreement (Sage Life Investment Trust)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Trust shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Services Agreement (Kelmoore Strategic Trust)

Publicity. 23.1 Neither a Investor Services Group nor any Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Carnegie Government Securities Trust)

Publicity. 23.1 Neither a Fund AAFSI nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it it, other than factual statements concerning the existence of the relationship, without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Accounting Agreement (Abn Amro Funds)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Company shall --------- release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it it, other than factual statements concerning the existence of the relationship, without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Administration and Fund Accounting Agreement (Rembrandt Funds)

Publicity. 23.1 Neither a FDISG nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party . . Article 24

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Wilshire Target Funds Inc)

Publicity. 23.1 Neither a the Distributor nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by 9 10 legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Distribution Agreement (New Covenant Funds)

Publicity. 23.1 Neither a Fund nor Transfer Agent -15- 16 No party shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the each other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party parties.

Appears in 1 contract

Samples: Services Agreement (Worldwide Index Funds)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, -15- 16 accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Exhibit 9c (Ing Funds Trust)

Publicity. 23.1 Neither a Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party ; , provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Legg Mason Partners Core Plus Bond Fund, Inc.)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Account shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: PFL Endeavor Target Account

Publicity. 23.1 Neither a Fund nor Transfer Agent shall Prior to Closing, neither party hereto will issue any press release or publish news releases, otherwise make any public announcements, advertising or other publicity relating statement with respect to this Agreement or to and the transactions contemplated by it hereby without the prior review and written approval consent of the other, except (a) either party may, without the other party ; provided 's prior written consent, however disclose information to its financing sources and professional advisors, that including accountants, attorneys, investors, financial advisors, bankers and other experts, and (b) either party may make such public statements or disclosures as are may be required by legal applicable laws, accounting including SEC requirements, in which event the party required to make the release or regulatory requirements after making announcement shall, if possible, allow the other party reasonable efforts in the circumstances time to consult comment on such release or announcement in advance with the other party of such issuance.

Appears in 1 contract

Samples: Asset Purchase Agreement (Northland Cable Television Inc)

Publicity. 23.1 Neither a Fund FDISG nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party requirements.

Appears in 1 contract

Samples: Administration Agreement (Ibj Funds Trust)

Publicity. 23.1 Neither a Fund PFPC nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Accounting Services Agreement (Sit Mutual Funds Trust)

Publicity. 23.1 Neither a Investor Services Group nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement Agreement, or to the parties to the Agreement, or any of their respective affiliates, or to the transactions contemplated by it it, including the DCXchange(sm) Program without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Daily Work (Pimco Funds Multi Manager Series)

Publicity. 23.1 Neither a Fund nor Transfer Agent Investor Services Group shall not release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the Fund; the Fund shall not use Investor Services Group's name in any news releases, public announcements or other party; publicity, excluding standard Fund advertisements or marketing materials, without the prior written approval of the Investor Services Group, provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Aetna Series Fund Inc)

Publicity. 23.1 Neither a Fund the Distributor nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it it, other than factual statements concerning the existence of the relationship, without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Distribution Agreement (Abn Amro Funds)

Publicity. 23.1 Neither a Fund nor Transfer Agent shall release or publish news releases Except as required by law, public announcements, advertising or other publicity relating subject to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party ; provided ’s prior written approval, however which shall not be unreasonably withheld, that either Party may issue a press release or make statements to the press or general public regarding this Agreement. DPI will get approval in writing on any press releases or other public communications mentioning Kiddie Kandids LLC, Kiddie Kandids Holdings LLC, or Online Solutions, LLC prior to issuing the same. Notwithstanding the foregoing, each party may make such disclosures as are required by legal, accounting legal or regulatory requirements after reasonable notice to the other party and after making reasonable efforts in the circumstances to consult in advance with the other party party and to obtain appropriate nondisclosure agreements to protect any Confidential Information.

Appears in 1 contract

Samples: Business Relationship Agreement (DigitalPost Interactive, Inc.)

Publicity. 23.1 Neither a the Distributor nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party. by

Appears in 1 contract

Samples: Distribution Agreement (New Covenant Funds)

Publicity. 23.1 Neither a Fund nor Transfer Agent party or its Affiliates shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and express written approval by an officer of the other party , which approval may be withheld for any reason; provided, however, that either each party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party party and to obtain appropriate nondisclosure agreements to protect any Confidential Information.

Appears in 1 contract

Samples: Asp License and Services Agreement (DigitalPost Interactive, Inc.)

Publicity. 23.1 Neither a Fund nor Transfer Agent party shall originate any publicity, news release or publish news releases other public announcement, public announcements written or oral, advertising or other publicity whether relating to the performance under this Agreement or to the transactions contemplated by it existence of any arrangement between the parties, without the prior review and written approval consent of the other party; provided party (which consent shall not be unreasonably withheld or delayed), however except where such publicity, that either party may make such disclosures as are news release or other public announcement is required by legal law or by Section 4.1; PROVIDED that, accounting in such event, each such party shall (a) promptly consult the other party in connection with any such publicity, news release or regulatory requirements after making other public announcement prior to its release; (b) promptly provide the other party a copy thereof; and (c) use commercially reasonable efforts in the circumstances to consult in advance with ensure that such portions of such information as may reasonably be designated by the other party party are accorded confidential treatment by the applicable governmental entity.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Trust shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Administration Agreement (Bt Insurance Funds Trust /Ma/)

Publicity. 23.1 Neither a Investor Services Group nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party . 24.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (North Track Funds Inc)

Publicity. 23.1 Neither a the Placement Agent nor the Fund nor Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Placement Agency Agreement (Northern Institutional Funds)

Publicity. 23.1 Neither a Fund Investor Services Group nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it it, other than factual statements concerning the existence of the relationship, without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Sub Administration and Fund Accounting Agreement (Abn Amro Funds)

Publicity. 23.1 Neither a Fund PFPC nor the Transfer Agent shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Sub Transfer Agency and Services Agreement (Northern Funds)

Publicity. 23.1 Neither a Fund FDISG nor Transfer Agent the Company shall release or publish --------- news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Accounting Services Agreement (MML Series Investment Fund)

Publicity. 23.1 Neither a Fund Resources nor Transfer Agent the Company shall release or publish news releases, public announcements, advertising advertising, or other publicity relating to this Agreement Agree- ment, or to the transactions contemplated by it it, without the prior review and written approval of the other party , which approval shall not be unreasonably withheld; provided, however, that either party may make such disclosures as are required by legal, accounting accounting, or regulatory requirements requirements, after making reasonable efforts efforts, in the circumstances circumstances, to consult in advance with the other party.

Appears in 1 contract

Samples: Accounting Services Agreement (Investors Research Fund Inc)

Publicity. 23.1 Neither a Fund FDISG nor Transfer Agent the Administrator shall release or publish news releases, public announcements, advertising or other publicity relating to this Agreement or to the transactions contemplated by it without the prior review and written approval of the other party; provided, however, that either party may make such disclosures as are required by legal, accounting or regulatory requirements after making reasonable efforts in the circumstances to consult in advance with the other party.

Appears in 1 contract

Samples: Sub Administration Agreement (Ct&t Funds)