Common use of Compliance with Laws Clause in Contracts

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 146 contracts

Samples: Underwriting Agreement (Level One Bancorp Inc), Underwriting Agreement (Hanmi Financial Corp), Underwriting Agreement (Unilife Corp)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 93 contracts

Samples: Underwriting Agreement (Landcadia Holdings III, Inc.), Underwriting Agreement (FS Development Corp.), Underwriting Agreement (Forum Merger IV Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 68 contracts

Samples: Underwriting Agreement (Synta Pharmaceuticals Corp), Underwriting Agreement (Retrophin, Inc.), Underwriting Agreement (Yintech Investment Holdings LTD)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 50 contracts

Samples: Underwriting Agreement (Lion Biotechnologies, Inc.), Underwriting Agreement (Lombard Medical, Inc.), Open Market Sale (Iovance Biotherapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 49 contracts

Samples: Underwriting Agreement (Research Alliance Corp. II), Underwriting Agreement (Therapeutics Acquisition Corp.), Underwriting Agreement (Live Oak Acquisition Corp II)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 37 contracts

Samples: Equity Distribution Agreement (TELA Bio, Inc.), Underwriting Agreement (Morphic Holding, Inc.), Underwriting Agreement (Calix, Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 36 contracts

Samples: Underwriting Agreement (Relmada Therapeutics, Inc.), Open Market Sale (Avadel Pharmaceuticals PLC), Open Market Sale (Vaccinex, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 30 contracts

Samples: Underwriting Agreement (Menlo Therapeutics, Inc.), Equity Distribution Agreement (Gemphire Therapeutics Inc.), Underwriting Agreement (Gemphire Therapeutics Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 19 contracts

Samples: Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Reneo Pharmaceuticals, Inc.), Underwriting Agreement (Fate Therapeutics Inc)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 14 contracts

Samples: Underwriting Agreement (Gladstone Commercial Corp), Underwriting Agreement (GLADSTONE LAND Corp), Underwriting Agreement (GLADSTONE LAND Corp)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 13 contracts

Samples: Open Market Sale Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 12 contracts

Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (OncoMed Pharmaceuticals Inc), Terms Agreement (Xenon Pharmaceuticals Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 10 contracts

Samples: Open Market Sale (BELLUS Health Inc.), Credit Agreement (Mesa Laboratories Inc /Co), Underwriting Agreement (Mesa Laboratories Inc /Co)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 8 contracts

Samples: Underwriting Agreement (Auris Medical Holding AG), Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 8 contracts

Samples: Underwriting Agreement (Ruths Hospitality Group, Inc.), Galecto, Inc., Waitr Holdings Inc.

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 6 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Codexis, Inc.), Underwriting Agreement (Codexis Inc), Underwriting Agreement (Nanobiotix S.A.)

Compliance with Laws. The Each of the Company and its subsidiaries have the Subsidiary has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 6 contracts

Samples: Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (RedHill Biopharma Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 6 contracts

Samples: Sales Agreement (Osmotica Pharmaceuticals PLC), Underwriting Agreement (Osmotica Pharmaceuticals LTD), Underwriting Agreement (Osmotica Pharmaceuticals PLC)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected not, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 5 contracts

Samples: Underwriting Agreement (Omega Healthcare Investors Inc), Underwriting Agreement (Retrophin, Inc.), Underwriting Agreement (OHI Healthcare Properties Limited Partnership)

Compliance with Laws. The Company and its subsidiaries Subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Open Market Sale (Sol-Gel Technologies Ltd.), Warrant Agreement (Sol-Gel Technologies Ltd.), Underwriting Agreement (Sol-Gel Technologies Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Underwriting Agreement (Endocyte Inc), Underwriting Agreement (Endocyte Inc), Underwriting Agreement (Ap Pharma Inc /De/)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 4 contracts

Samples: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (Theseus Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Oncorus, Inc.), Underwriting Agreement (Oncorus, Inc.), Underwriting Agreement (Oncorus, Inc.)

Compliance with Laws. The Company and its subsidiaries the Subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.), Underwriting Agreement (Kite Pharma, Inc.), Underwriting Agreement (Kite Pharma, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 3 contracts

Samples: Underwriting Agreement (Celcuity Inc.), Underwriting Agreement (Vera Therapeutics, Inc.), Vera Therapeutics, Inc.

Compliance with Laws. The Company and and, to the knowledge of the Company, its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Five Prime Therapeutics Inc), Underwriting Agreement (Five Prime Therapeutics Inc), Underwriting Agreement (Five Prime Therapeutics Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, and all administrative or court decrees, if any, applicable to them, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Arrowhead Research Corp), Underwriting Agreement (Arrowhead Pharmaceuticals, Inc.), Underwriting Agreement (Arrowhead Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect Change.

Appears in 3 contracts

Samples: Underwriting Agreement (Altimmune, Inc.), Underwriting Agreement (Abeona Therapeutics Inc.), Equity Distribution Agreement (Altimmune, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Sales Agreement (Auris Medical Holding AG), Securities Purchase Agreement (Auris Medical Holding AG), Sales Agreement (Auris Medical Holding AG)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where the failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (BioScrip, Inc.), Underwriting Agreement (BioScrip, Inc.), Underwriting Agreement (BioScrip, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected could not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Spruce Biosciences, Inc.), Underwriting Agreement (scPharmaceuticals Inc.), PMV Pharmaceuticals, Inc.

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected not, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 3 contracts

Samples: Sales Agreement (Dicerna Pharmaceuticals Inc), Sales Agreement (Dicerna Pharmaceuticals Inc), Common Stock (Dicerna Pharmaceuticals Inc)

Compliance with Laws. The To the Company’s knowledge, the Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or expected to result in the aggregate, to have a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Underwriting Agreement (Global Ship Lease, Inc.), Underwriting Agreement (Global Ship Lease, Inc.)

Compliance with Laws. The Company and each of its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Sales Agreement (Intrepid Potash, Inc.), Underwriting Agreement (Intrepid Potash, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Sales Agreement (Five Prime Therapeutics, Inc.), Terms Agreement (Gladstone Commercial Corp)

Compliance with Laws. The Company and its subsidiaries, the Adviser, the Administrator and their respective subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Gladstone Investment Corporation\de), Underwriting Agreement (Gladstone Investment Corporation\de)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Underwriting Agreement (Immunic, Inc.), Underwriting Agreement (Immunic, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance in all material respects with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Underwriting Agreement (Alx Oncology Holdings Inc), Underwriting Agreement (Alx Oncology Holdings Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have cause a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Marrone Bio Innovations Inc), Underwriting Agreement (Marrone Bio Innovations Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where the failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Array Biopharma Inc), Underwriting Agreement (Array Biopharma Inc)

Compliance with Laws. The Company has been, and its subsidiaries have been and are is, in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (LF Capital Acquisition Corp. II)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Terms Agreement (ImmunityBio, Inc.), NantHealth, Inc.

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected expected to have, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (NeuroDerm Ltd.), NeuroDerm Ltd.

Compliance with Laws. The Company and its subsidiaries have been been, during the past three (3) years, and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Underwriting Agreement (VistaGen Therapeutics, Inc.), VistaGen Therapeutics, Inc.

Compliance with Laws. The Company and its subsidiaries each Subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Synergy Pharmaceuticals, Inc.), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws Laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Cidara Therapeutics, Inc.), Underwriting Agreement (Cidara Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected not, individually or in the aggregate, reasonably be expected to have result in a Material Adverse Effect Change.

Appears in 2 contracts

Samples: Open Market Sale (Fuelcell Energy Inc), Open Market Sale (Fuelcell Energy Inc)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would reasonably not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Liquidia Technologies Inc), Underwriting Agreement (Liquidia Technologies Inc)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Open Market Sale (Cytosorbents Corp), Market Sale (Cytosorbents Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations regulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 1 contract

Samples: Open Market Sale (Hertz Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected not, individually or in the aggregate , reasonably be expected, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Park National Corp /Oh/)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect . . 8

Appears in 1 contract

Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.)

Compliance with Laws. The Company Corporation and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 1 contract

Samples: Underwriting Agreement (Lithium Americas Corp.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would reasonably not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Liquidia Technologies Inc)

Compliance with Laws. The Company and its subsidiaries RGF LLC have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 1 contract

Samples: Underwriting Agreement (Real Good Food Company, Inc.)

Compliance with Laws. The Company and its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Axovant Sciences Ltd.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Corium International, Inc.)

Compliance with Laws. The Company and its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Minerva Neurosciences, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Cidara Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect Change.

Appears in 1 contract

Samples: OptiNose, Inc.

Compliance with Laws. The Company and its subsidiaries and consolidated affiliated entities have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Secoo Holding LTD

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (PROLOR Biotech, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Open Market Sale (Dave & Buster's Entertainment, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected expected to have, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: NeuroDerm Ltd.

Compliance with Laws. The Except as otherwise disclosed in the Prospectus, the Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Equillium, Inc.

Compliance with Laws. The To the Company’s knowledge, the Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 1 contract

Samples: Underwriting Agreement (Grindrod Shipping Holdings Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Sucampo Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not be reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect Change.

Appears in 1 contract

Samples: Aytu Bioscience, Inc

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Internap Corp)