Securities Act definition

Securities Act means the Securities Act of 1933, as amended.
Securities Act means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.

Examples of Securities Act in a sentence

At the time the Warrant Holder was offered the Securities, it was, and as of the date hereof it is, an “accredited investor” as defined in Rule 501(a) under the Securities Act.

This security, sold within the terms of a private placement memorandum, is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), and may be resold in transactions exempt from registration, normally to qualified institutional buyers.

Securities were purchased under Rule 144A of the Securities Act of 1933, as amended, or are otherwise restricted and, unless registered under the Securities Act of 1933 or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale.

Cellco’s management is solely responsible for determining that it meets the SEC requirements to apply Compliance and Disclosure Interpretation 200.06 of the U.S. Securities and Exchange Commission’s Division of Corporation Finance’s interpretations of the rules adopted under Regulation AB and the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, for the vendors and related criteria.

Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended.


More Definitions of Securities Act

Securities Act means the Securities Act of 1933, as amended, or any similar federal statute, and the rules and regulations of the Commission thereunder, all as the same shall be in effect at the time.
Securities Act means the Securities Act of 1933.
Securities Act means the U.S. Securities Act of 1933, as amended.
Securities Act. The Securities Act of 1933, as amended.
Securities Act means the Securities Act of 1933 and any statute successor thereto, in each case as amended from time to time.